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#	Item
631	June 29, 2012 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English United States securities law United States Securities and Exchange Commission 73rd United States Congress Financial services Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Regulation D Hedge fund Securities regulation in the United States Financial economics Investment Finance
632	Executive Summary of Loan Originator Compensation and Qualification Rule February 7, 2013 On January 20, 2013 the CFPB released its Loan Originator (LO) Compensation and Qualification rule. The following briefly outlines Add to Reading List Source URL: www.mortgagebankers.org Language: English - Date: 2013-02-11 22:44:53 Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama United States federal banking legislation CFPB Mortgage loan Financial economics United States housing bubble Late-2000s financial crisis 111th United States Congress
633	Early Summary of Proposed CFPB Amendments to QM and Servicing Rule To Establish Cure and Make Other Revisions May 1, 2014 Background: On April 30, 2014, the Consumer Financial Protection Bureau (CFPB) issued a proposed r Add to Reading List Source URL: www.mortgagebankers.org Language: English - Date: 2014-05-15 06:48:25 Mortgage-backed security 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act MERS Truth in Lending Act Mortgage loan Financial economics Economy of the United States Finance United States federal banking legislation United States housing bubble Mortgage industry of the United States
634	Early Summary of CFPB Loan Originator Compensation Rule January 24, 2013 Overview: On January 20, 2013, the Bureau of Consumer Financial Protection (CFPB) released its final loan originator (LO) compensation rule impleme Add to Reading List Source URL: www.mortgagebankers.org Language: English - Date: 2013-05-10 00:31:13 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Finance Financial economics Economics Mortgage loan Credit Mortgage broker United States housing bubble Debt Mortgage
635	MFA Year In Review Last year was a significant year for the alternative investment industry with the development and implementation of a number of financial regulatory reforms worldwide[removed]also represented an importan Add to Reading List Source URL: www.managedfunds.org Language: English Financial services Systemic risk Late-2000s financial crisis 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Commodity Futures Trading Commission Credit default swap Futures contract Financial economics Finance Investment
636	Client Alert December 27, 2013 The Volcker Rule and Capital Markets Offerings Add to Reading List Source URL: www.iflr.com Language: English - Date: 2014-03-03 05:35:54 United States securities law Financial markets Systemic risk 73rd United States Congress United States Securities and Exchange Commission Investment banking Dodd–Frank Wall Street Reform and Consumer Protection Act Proprietary trading Trading room Financial economics Finance Economics
637	Final Rule: Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-11 10:59:37 United States Securities and Exchange Commission Financial economics Finance New Deal Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
638	Proposed Rule: Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-11 11:01:28 United States Securities and Exchange Commission Financial regulation Finance Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Credit default swap Securities Act Securities Exchange Act Financial economics United States securities law 73rd United States Congress
639	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 09:34:26 Investment Advisers Act Business Financial regulation Investment Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Financial economics 76th United States Congress
640	Statement for the Record by The Honorable Kenneth E. Bentsen, Jr. on behalf of the Securities Industry and Financial Markets Association before the House Committee on Agriculture United States House of Representatives Add to Reading List Source URL: maplight.org Language: English - Date: 2013-03-20 16:42:39 Systemic risk Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Securities Industry and Financial Markets Association Commodity Futures Trading Commission Derivative Financial economics Finance Investment

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